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How We Work

The financial advisors at Hale Financial provide investment strategies that are viewed through a tax-smart lens. Our wealth management advisors are aligned with tax centric investing, allowing them to uncover opportunities other financial professionals often miss.  We will implement a tailored plan at every stage of life to help you make financial decisions toward your unique goals.

Independently and locally owned in Coventry, CT, we have the ability to offer a boutique experience, while being backed by Avantax, our broker-dealer. Avantax is ranked as one of the Top 10 independent broker-dealer firms.Our investment approach relies on a keen understanding of you - the type of understanding that only comes from a trusted professional relationship. It is our passion to learn your full story to help achieve financial freedom for you and your family. We view ourselves as partners with you, sitting on the same side of the table, pursuing shared goals.

1Avantax ranks 10th in the IBD category in Cerulli's Top 25 B/D Networks by Assets Under Management, 2020 – as of December 31, 2021



Common Stock

Educational IRA

Traditional IRA

Roth IRA


Simple IRA

Brokerage Accounts

Treasury Bills

Government Securities

Treasury Notes

Variable Annuities

Financial Planning

Retirement Plans

Tax Plans

401(k) Planning

403(b) Planning

College Plans

Estate Plans

Money Purchasing Plans

Profit Sharing Plans


Disability Income Insurance

Life Insurance

Long-Term-Care Insurance

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.   |  860-942-8900